Michelle Casper

Michelle Casper

Branch Controls Specialist

Phone: (414) 278-1594
Fax: (414) 276-2411
E-mail:
 

Michelle started with AXA Advisors, LLC - Wisconsin Branch in September of 2017. Prior to joining AXA Advisors Milwaukee office, she was with Lueder Financial Group (Northwestern Mutual agency) for 13 years, doing Investment Operations and Associate Compliance duties. Previous to that, Michelle worked with BNY Clearing in Trading and Trade Corrections for 17 years. 

Michelle currently holds a WI Life and Health Insurance licenses, along with security licenses Series 6, 7, 24, 51, 63 and 66 registrations. 

Michelle lives in West Allis with her husband. She regularly volunteers with Make A Wish Foundation Wisconsin and the Special Olympics Wisconsin. In her down time, Michelle enjoys traveling and “do it yourself” home improvement projects. 

Services
Reviews and ensures accuracy of Branch FINRA Books and Records
Assists with Compliance inquiries
Firm Elements
Reviews Branch Pinpoint submissions
Reviews Branch Hearsay Social submissions
Assists BCM on Branch projects
Completes annual reviews
Signature Guarantor
Assists in training FPs and Staff with Compliance related topics


Michelle Casper offers support to our registered representatives and is not licensed to offer securities, investment advisory services or insurance in any state.